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CELLULAR MECHANISMS of LOW-POWER LASER THERAPY (PHOTOBIOMODULATION) Tina.I. KARU
1. What is
photobiomodulation (low-power laser therapy?)
More
than 30 year ago the first publications about
low-power laser therapy or photobiomodulation (at
that time called laser biostimulation) appeared.
Since then approximately 2000 studies have been
published on this topic (analysis of these
publications can be found in [1]). Medical treatment
with coherent light sources (lasers) or noncoherent
light (Light Emitting Diodes, LED's) has passed
through its childhood and early maturity.
Photobiomodulation is being used by physiotherapists
(to treat a wide variety of acute and chronic
muscosceletal aches and pains), dentists (to treat
inflamed oral tissues, and to heal diverse
ulcerations), dermatologists (to treat oedema,
indolent ulcers, burns, dermatitis), rheumatologists
(relief of pain, treatment of chronic inflammations
and autoimmune diseases), and by other specialists
(e.g., for treatment of middle and inner ear
diseases, nerve regeneration). Photobiomodulation is
also used in veterinary medicine (especially in
racehorse training centers) and in sports medicine
and rehabilitation clinics (to reduce swelling and
hematoma, relief of pain and improvement of mobility
and for treatment of acute soft tissue injuries).
Lasers and LED's are applied directly to respective
areas (e.g., wounds, sites of injuries) or to
various points on the body (acupuncture points,
muscle trigger points). For details of clinical
applications and techniques used, the books [ 1-3]
are recommended.
2. What light sources
(lasers, LED's) can be used?
The
field of photobiomodulation is characterized by
variety of methodologies and use of various light
sources (lasers, LED's) with different parameters
(wavelength, output power, continuous wave or pulsed
operation modes, pulse parameters). These parameters
are usually given in manufacturers manuals.
The
GaAlAs diodes are used both in diode lasers and
LED's, the difference is whether the device contains
the resonator (as the laser does) or not (LED). In
latter years, longer wavelengths (-800-900 nm) and
higher output powers (to 100 mW) are preferred in
therapeutic devices.
Should a medical doctor use a laser or a diode? The
answer is - it depends on what one irradiates, in
other words, how deep tissue layers must be
irradiated. By light interaction with a biotissue,
coherent properties of laser light are not
manifested at the molecular level. The absorption of
low-intensity laser light by biological systems is
of a purely noncoherent (i.e., photobiological)
nature. On the cellular level, the biological
responses are determined by absorption of light with
photoacceptor molecules (see the section 3 below).
Coherent properties of laser light are not important
when cellular monolayers, thin layers of cell
suspension as well as thin layers of tissue surface
are irradiated (Fig. 1). In these cases, the
coherent and noncoherent light (i.e., both lasers
and LED's) with the same wavelength, intensity and
dose provides the same biological response. Some
additional (therapeutical) effects from the coherent
and polarized radiation (lasers) can occur in deeper
layers of bulk tissue only and they are connected
with random interference of light waves. An
interested reader is guided to the ref. [4] for more
details. Here we illustrate this situation by Fig.
1. Large volumes of tissue can be irradiated by
laser sources only because the length of
longitudinal coherence Lcoh is too small for
noncoherent radiation sources [4].
3. Enhancement of
cellular metabolism via activation of respiratory
chain: a universal photobiological action mechanism
A
photobiological reaction involves the absorption of
a specific wavelength of light by the functioning
photoacceptor molecule. The photobiological nature
of photobiomodulation means that some molecule (photoacceptor)
must first absorb the light used for the
irradiation. After promotion of electronically
excited states, primary molecular processes from
these states can lead to a measurable biological
effect (via secondary biochemical reaction, or
photosignal transduction cascade, or cellular
signaling) at the cellular level. The question
is, which molecule is the photoacceptor.

Fig. 1. Depth (On in which
the beam coherency is manifested, and
coherence length
Lcoh in various
irradiated systems: (A) monolayer of cells,
(B) optically thin suspension of cells, (C)
surface layer of tissue and bulk tissue.
Lcoh, - length
of temporal
(longitudinal) coherence of laser light,
hw) marks the radiation.
When
considering the cellular effects, this question can
be answered by action spectra. Any graph
representing a photoresponse as a function of
wavelength, wave number, frequency, or photon
energy, is called action spectrum. Action spectra
have a highest importance for identifying the
photoacceptor inasmuch as the action spectrum of a
biological response resembles the absorption
spectrum of the photoacceptor molecule. Existence of
a structured action spectrum is strong evidence that
the phenomenon under study is a photobiological one
(i.e., primary photoacceptors and cellular signaling
pathways exist). Fig. 2 represents some examples of
action spectra for eukaryotic cells: two of them (A,
B) consider the processes occurring in cell nucleus,
and one spectrum (C) is for cell membrane. Fig. 2D
shows the absorption spectrum of the monolayer of
the same cells.

The
spectra in Fig. 2 represent the red-to-near infrared
(IR) region only, i.e. the region that is most
important for photobiomodulation. The action spectra
for full visibleto-near IR region can be found in
[5]. In [5] one can find action spectra for various
cellular responses for other eukaryotic and
prokaryotic cells as well.
Two
conclusions can be drawn from action spectra in Fig.
2. First, the similarity of the action spectra for
different cellular responses suggests that the
primary photoacceptor is the same for all these
responses. Second, the existence of the action
spectra for biochemical processes occurring in
various cellular organelles (nucleus, Fig. 2A, B and
plasma membrane, Fig. 2C) assume the existence of
cellular signaling pathways inside of a cell between
the photoacceptor and the nucleus as well as between
the photoacceptor and cell membrane. Action spectra
also indicate, which wavelengths are the best for
irradiation: maximal biological responses are
occurring when irradiated at 620, 680, 760 and
820-830 nm (maxima of the spectra in Fig. 2).
Skipping over the story of identifying the
photoacceptor (described in [5]) let us conclude
that photoacceptor for eukaryotic cells in
red-to-near IR region is believed to be the terminal
enzyme of the respiratory chain cytochrome c
oxidase (located in cell mitochondrion). To be
more exact, it is a mixed valence (partially
reduced) form of this enzyme, which has not yet been
identified. In the violet-to-blue spectral region,
flavoproteins (e.g., NADHdehydrogenase in the
beginning of the respiratory chain) are also among
the photoacceptors as well terminal oxidases.
An
important point has to be emphasized. When the
excitable cells (e.g., neurons, cardiomyocites) are
irradiated with monochromatic visible light, the
photoacceptors are also believed to be components of
respiratory chain. Some of the experimental evidence
concerning excitable cells is shortly summarized in
Fig. 3. It is quite clear from experimental data
(reviewed in [4]) that irradiation can cause
physiological and morphological changes in
nonpigmental excitable cells via absorption in
mitochondria. Later, similar irradiation experiments
were performed with neurons in connection with
low-power laser therapy. It was shown in 80's that
He-Ne laser radiation alters the firing pattern of
nerves; it was also found that transcutaneous
irradiation with HeNe laser mimicked the effect of
peripheral stimulation of a behavioral reflex. These
findings were found to be connected with pain
therapy (review [4]).

So,
what happens when the molecule of photoacceptor
absorbs photons? Answer - electronic excitation
followed by photochemical reactions occurring from
lower excitation states (first singlet and triplet).
It is also known that electronic excitation of
absorbing centers alters their redox properties.
Until yet, five primary reactions have been
discussed in literature (Fig. 4). Two of them are
connected with alteration of redox properties and
two mechanisms involve generation of reactive oxygen
species (ROE). Also, induction of local transient
(very short time) heating of absorbing chromophors
is possible. Details of these mechanisms can be
found in [4, 5].
There
is no ground to believe that only one of the
reactions shown in Fig. 4 occurs when a cell is
irradiated and excited electronic states are
promoted. The question is, which mechanism is
decisive. It is not excluded that all mechanisms
shown in Fig. 4 lead to a similar result, to a
modulation of redox state of the mitochondria (a
shift to more oxidized direction). However,
depending on the light dose and intensity used, some
mechanism(s) can prevail significantly [5].

The
next question is, the following if photoacceptors
are located in the mitochondria, then how the
primary reactions occurring under irradiation in
the respiratory chain (Fig. 4) are connected with
DNA and RNA synthesis in the nucleus (the action
spectra in Fig. 2A, B) or with changes in plasma
membrane (Fig. 2C)? The principal answer is that
between these events there are secondary (dark)
reactions (cellular signaling cascades or
photosignal transduction and amplification, Fig.
5).
Three
regulation pathways are suggested in Fig. 4. The
first one is the control of photoacceptor over the
level of intracellular ATP. It is known tat even
small changes in ATP level can alter cellular
metabolism significantly. This regulation way is
especially important by irradiation of hypoxic,
starving or otherways stressed cells. However, in
many cases the regulative role of redox homeostasis
is proved to be more important than that of ATP. For
example, it is known that the susceptibility of
cells to hypoxic injury depends more on the capacity
of cells to maintain the redox homeostasis and less
on their capacity to maintain the energy status.

The
second and third regulation pathways are mediated
through the cellular redox state (Eh; Fig.
4). This way involve redox-sensitive transcription
factors (NF-KB and AP1, Fig. 4) or cellular
signaling homeostatic cascades from cytoplasma via
cells membrane to the nucleus (Fig. 4). As a whole,
the scheme in Fig. 4 suggests a shift in overcell
redox potential into more oxidized direction.
Modulation of cellular redox state affects gene
expression namely via transcription factors. It is
important that in spite of some similar or even
identical steps in cellular signaling, the final
cellular responses to the irradiation differ due to
existence of different modes of regulation of
transcription factors. The mechanisms of regulation
are not understood well yet.
The
magnitude of cellular responses depends on cellular
redox potential (and its physiological status,
respectively) at the moment of irradiation. The
cellular response is stronger when the redox
potential of the target cell is initially shifted to
a more reduced state (and intracellular pH, pH;, is
lowered, as usually happens in injured cells). This
explains why the degrees of cellular responses can
differ markedly in different experiments or in
different clinical cases, and why the effects are
sometimes nonexistent.
One
should emphasize that some biological limitations
exist for photobiomodulation effects. These are
discussed in [5].
4.
Enhancement of cellular metabolism via activation of
nonmitochondrial photoacceptors. Indirect
activation/suppression
The
redox regulation mechanism cannot occur solely via
respiratory chain (Section 3). Other redox chains
containing molecules, which absorb light in
visible-to-near IR radiation, and are some key
structures that can regulate a metabolic pathway,
can be photoacceptors for photobiomodulation as
well. One such example is NADPH-oxidase of
phagocytic cells, which is responsible for
nonmitochondrial respiratory burst. This
multicomponent enzyme system located in the plasma
membrane is a redox chain that generates reactive
oxygen species (ROS) as a response to the
microbicidal or other types of activation.
Irradiation with He-Ne laser and diode lasers and
LED's can activate this chain in various phagocytic
cells. Many worked examples can be found in [5]. In
phagocytes, the activation of respiratory chains in
mitochondria occurs as well, as NADHP-oxidase
activation, but the latter is much stronger.
ROS,
burst of which is induced by direct irradiation of
phagocytes, can activate or inactivate other cells,
which were not irradiated directly. In this way,
indirect activation or suppression of metabolic
pathways in non-irradiated cells occurs. Also,
lymphokines and cytokines produced by irradiated
lymphocytes can influence metabolism of other cells.
This situation is common by irradiation on tissues.
5.
Concluding
Remarks
The
photobiological action mechanism via activation of
respiratory chain is a universal working mechanism
for various cells. Crucial events of this type of
cell metabolism activation are occurring due to a
shift of cellular redox potential into more oxidized
direction as well as due to ATP extrasynthesis.
Susceptibility to irradiation and capability for
activation depend on physiological status of
irradiated cells: the cells, which overall redox
potential is shifted to more reduced state (example:
some pathological conditions) are more sensitive to
the irradiation. The specificity of final
photobiological response is determined not at the
level of primary reactions in the respiratory chain
but at the transcription level during cellular
signaling cascades. In some cells, only partial
activation of cell metabolism happens by this
mechanism (example: redox priming of lymphocytes).
All
light-induced biological effects depend on the
parameters of the irradiation (wavelength, dose,
intensity, irradiation time, and continuous wave or
pulsed mode, pulse parameters). According to action
spectra, optimal wavelengths are 820-830, 760, 680,
and 620 nn. Large volumes and deeper layers of
tissues can successfully irradiated by laser only
(e.g. inner and middle ear diseases, injured siatic
or optical nerves, deep inflammations etc.). The
LED's are excellent for irradiation of surface
injuries.
Cited Literature
1.
Tuner, J. and Hode, L. (1999). Low Level Laser
Therapy. Clinical Practice and Scientific
Background. Prima Books, Grangesberg (Sweden).
2.
Baxter, G.D. (1994). Therapeutic Lasers. Theory and
Practice. Churchill Livingstone, London.
3.
Simunovic, Z., editor (2000). Lasers in Medicine and
Dentistry, vol. I. Vitgraf, Rijeka (Croatia).
4.
Karu, T.I. (2002). Low power laser therapy. In: CRC
Biomedical Photonics Handbook, T. Vo-Dinh, Editor-
in-Chief, CRC Press, Boca Raton (USA).
5.
Karu, T.I. (1998). The Science of Low Power Laser
Therapy. Gordon and Breach Sci. Publ., London.
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